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Individual

David Jeffrey Morris

Ivankovich Childhood Friend; Wire Facilitator (intel); FINRA-Barred Broker

Also known as: David Morris; David J. Morris; CRD 2522277

FINRA Permanently Barred — Intel Overlay Active
This page summarizes publicly available records and does not constitute legal advice or a determination of liability. All information is sourced from public dockets, published opinions, and evidence produced in litigation.

Overview

David Jeffrey Morris (CRD# 2522277) is a former Chicago registered broker (Stifel Nicolaus; UBS; J.P. Morgan; Banc of America Investment Services; Morgan Stanley). Public FINRA/IAPD records show a permanent bar after failure to pay a UBS promissory-note arbitration award totaling approximately $1.12 million and failure to respond to FINRA information requests; Illinois revoked his securities license (2024). A separate customer arbitration awarded $100,000. SGH CEO litigation intelligence (2026-07-27), sourced from Securities Arbitration Lawyers Blog (Silver Law) and Rex Securities Law, attributes Morris as a childhood friend of Steven Ivankovich and a key figure who facilitates wires and money movement under Ivankovich direction. Those relational/wire roles are intelligence attributions pending bank/wire documentary corroboration.

Key Data Points

CRD 2522277
FINRA BrokerCheck / IAPD individual ID
FINRA Bar
Permanent bar — unpaid UBS award + failure to cooperate
~$1.12M
UBS promissory-note arbitration award (unpaid → bar)
$100K
Customer arbitration award (penny stock / note dispute)

Cases & Proceedings

UBS Financial Services v. Morris (FINRA)
FINRA arbitration — promissory notes
Respondent — award ~$1.12M; later barred
Award unpaid → permanent bar
Customer v. Morris (FINRA)
FINRA arbitration — Stifel customer
Respondent — $100,000 award
Awarded

All case information sourced from public PACER dockets and state court electronic filing systems.

Network Visualization

David Jeffre...Individual

Connected Parties

Steven Ivankovich
Childhood friend (intel); wire facilitator (intel)
View connection analysis →
Olafur Hand
Ivankovich Contessa ops network overlay
View connection analysis →

Sources

https://www.silverlaw.com/blog/finra-bars-broker-david-morris-after-failing-to-pay-arbitration-award/ ; https://rexsecuritieslaw.com/david-jeffrey-morris-investigation/ ; IAPD/BrokerCheck CRD 2522277; CEO intel attribution 2026-07-27.

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